A SERVICE OF

logo

Open as PDF
next previous

3UHFDXWLRQVIRUXVHRIWKHYHFWRULQYHUWHU
3UHFDXWLRQVIRUXVHRIWKHYHFWRULQYHUWHU3UHFDXWLRQVIRUXVHRIWKHYHFWRULQYHUWHU
3UHFDXWLRQVIRUXVHRIWKHYHFWRULQYHUWHU


 3UHFDXWLRQVIRUXVHRIWKHYHFWRULQYHUWHU
3UHFDXWLRQVIRUXVHRIWKHYHFWRULQYHUWHU3UHFDXWLRQVIRUXVHRIWKHYHFWRULQYHUWHU
3UHFDXWLRQVIRUXVHRIWKHYHFWRULQYHUWHU
7KH )59/ VHULHV LV D KLJKO\ UHOLDEOH SURGXFW EXW LQFRUUHFW SHULSKHUDO FLUFXLW PDNLQJ RU RSHUDWLRQKDQGOLQJ
PHWKRGPD\VKRUWHQWKHSURGXFWOLIHRUGDPDJHWKHSURGXFW
%HIRUHVWDUWLQJRSHUDWLRQDOZD\VUHFKHFNWKHIROORZLQJLWHPV
 8VHLQVXODWLRQVOHHYHGFULPSLQJWHUPLQDOVIRUWKHSRZHUVXSSO\DQGPRWRUFDEOHV
 3RZHUPXVWQRWEHDSSOLHGWRWKHRXWSXWWHUPLQDOV89:RIWKHLQYHUWHU2WKHUZLVHWKHLQYHUWHUZLOOEHGDPDJHG
 $IWHUZLULQJZLUHRIIFXWVPXVWQRWEHOHIWLQWKHLQYHUWHU
:LUHRIIFXWVFDQFDXVHDQDODUPIDXOWRUPDOIXQFWLRQ$OZD\VNHHSWKHLQYHUWHUFOHDQ
:KHQGULOOLQJPRXQWLQJKROHVLQDFRQWUROER[RUWKHOLNHXVHFDUHQRWWRDOORZFKLSVHWFWRHQWHUWKHLQYHUWHU
 :LUHWKHFDEOHVRIWKHUHFRPPHQGHGVL]HWRPDNHDYROWDJHGURSRUOHVV
,IWKHZLULQJGLVWDQFHLVORQJEHWZHHQWKHLQYHUWHUDQGPRWRUDPDLQFLUFXLWFDEOHYROWDJHGURSZLOOFDXVHWKH
PRWRUWRUTXHWRGHFUHDVHHVSHFLDOO\DWWKHRXWSXWRIDKLJKIUHTXHQF\
5HIHUWR,QVWUXFWLRQ0DQXDOEDVLFIRUWKHUHFRPPHQGHGZLUHVL]HV
 7KHRYHUDOOZLULQJOHQJWKVKRXOGEHPIHHWPD[LPXP
(VSHFLDOO\IRUORQJGLVWDQFHZLULQJWKHIDVWUHVSRQVHFXUUHQWUHVWULFWLRQIXQFWLRQPD\EHUHGXFHGRUWKHHTXLS
PHQWFRQQHFWHGWRWKHVHFRQGDU\VLGHPD\PDOIXQFWLRQRUEHFRPHIDXOW\XQGHUWKHLQIOXHQFHRIDFKDUJLQJFXU
UHQWGXHWRWKHVWUD\FDSDFLW\RIWKHZLULQJ7KHUHIRUHQRWHWKHRYHUDOOZLULQJOHQJWK
 (OHFWURPDJQHWLFZDYHLQWHUIHUHQFH
7KHLQSXWRXWSXWPDLQFLUFXLWRIWKHLQYHUWHULQFOXGHVKDUPRQLFFRPSRQHQWVZKLFKPD\LQWHUIHUHZLWKWKHFRPPXQL
FDWLRQGHYLFHVVXFKDV$0UDGLRVXVHGQHDUWKHLQYHUWHU,QWKLVFDVHLQVWDOOWKHRSWLRQDO)5%,)UDGLRQRLVHILOWHU
IRUXVHLQWKHLQSXWVLGHRQO\RU)5%/)OLQHQRLVHILOWHUWRPLQLPL]HLQWHUIHUHQFH
 'RQRWLQVWDOODSRZHUIDFWRUFRUUHFWLRQFDSDFLWRUVXUJHVXSSUHVVRURUUDGLRQRLVHILOWHU)5%,)RSWLRQLQWKH
RXWSXWVLGHRIWKHLQYHUWHU
7KLVZLOOFDXVHWKHLQYHUWHUWRWULSRUWKHFDSDFLWRUDQGVXUJHVXSSUHVVRUWREHGDPDJHG,IDQ\RIWKHDERYHGHYLFHVLV
LQVWDOOHGLPPHGLDWHO\UHPRYHLW:KHQWKH)5%,)UDGLRQRLVHILOWHULVFRQQHFWHGVZLWFKLQJSRZHURIIGXULQJPRWRU
RSHUDWLRQPD\UHVXOWLQ(897,QWKLVFDVHFRQQHFWWKHUDGLRQRLVHILOWHULQWKHSULPDU\VLGHRIWKHPDJQHWLFFRQWDFWRU
 :KHQUHZLULQJDIWHURSHUDWLRQVZLWFKSRZHURIIZDLWIRUPRUHWKDQPLQXWHVDQGWKHQPDNHVXUHWKDWWKH
YROWDJHLV]HURXVLQJDWHVWHUHWF)RUVRPHWLPHDIWHUSRZHURIIWKHUHLVDGDQJHURXVYROWDJHLQWKHFDSDFLWRU
 $VKRUWFLUFXLWRUHDUWKJURXQGIDXOWLQWKHLQYHUWHURXWSXWVLGHPD\GDPDJHWKHLQYHUWHUPRGXOHV
)XOO\FKHFN WKHLQVXODWLRQUHVLVWDQFH RIWKH FLUFXLWSULRUWR LQYHUWHU RSHUDWLRQ VLQFHUHSHDWHG VKRUWFLUFXLWV
FDXVHGE\SHULSKHUDOFLUFXLWLQDGHTXDF\RUDQHDUWKJURXQGIDXOWFDXVHGE\ZLULQJLQDGHTXDF\RUUHGXFHG
PRWRULQVXODWLRQUHVLVWDQFHPD\GDPDJHWKHLQYHUWHUPRGXOHV
)XOO\FKHFNWKHWRHDUWKJURXQGLQVXODWLRQDQGLQWHUSKDVHLQVXODWLRQRIWKHLQYHUWHUVHFRQGDU\VLGHEHIRUHSRZHURQ
(VSHFLDOO\IRUDQROGPRWRURUXVHLQKRVWLOHDWPRVSKHUHVHFXUHO\FKHFNWKHPRWRULQVXODWLRQUHVLVWDQFHHWF
 'RQRWXVHWKHLQYHUWHUSRZHUVXSSO\VLGHPDJQHWLFFRQWDFWRUWRVWDUWVWRSWKHLQYHUWHU
$OZD\VXVHWKHVWDUWVLJQDOWXUQRQRIIWHUPLQDOV67)6756'WRVWDUWVWRSWKHLQYHUWHU5HIHUWRSDJH
 'RQRWDSSO\DYROWDJHKLJKHUWKDQWKHSHUPLVVLEOHYROWDJHWRWKHLQYHUWHU,2VLJQDOFLUFXLWV
$SSOLFDWLRQFRQWDFWRIDYROWDJHKLJKHUWKDQWKHSHUPLVVLEOHYROWDJHWRWKHLQYHUWHU,2VLJQDOFLUFXLWVRURSSR
VLWHSRODULW\PD\GDPDJHWKH,2GHYLFHV(VSHFLDOO\FKHFNWKHZLULQJWRSUHYHQWWKHVSHHGVHWWLQJSRWHQWLRPH
WHUIURPEHLQJFRQQHFWHGLQFRUUHFWO\WRVKRUWWHUPLQDOV(
 8VHRIVLQJOHSKDVHSRZHUVXSSO\
'RQRWXVHVLQJOHSKDVHSRZHULQSXW
 3UHFDXWLRQVIRUXVHRIDQ\PRWRURWKHUWKDQWKHYHFWRUFRQWUROGHGLFDWHGPRWRU6)7+<-DSDQ0$5$7+21
%OXH0D[1$
D9HFWRUFRQWUROFDQQRWEHH[HUFLVHGZLWKRXW3/*
E&RQQHFWWKH3/*GLUHFWO\WRWKHEDFNODVKIUHHPRWRUVKDIW
 6LQFHWKHUDWHGYROWDJHGLIIHUVIURPWKHFRPPHUFLDOSRZHUVXSSO\YROWDJH
z &DSDFLW\9$RIVHSDUDWHSRZHUVXSSO\
&DSDFLW\9$RIVHSDUDWHSRZHUVXSSO\&DSDFLW\9$RIVHSDUDWHSRZHUVXSSO\
&DSDFLW\9$RIVHSDUDWHSRZHUVXSSO\
7KHFDSDFLW\LV9$ZKHQVHSDUDWHSRZHULVVXSSOLHGIURP56